LINES OF BUSINESS

401(K) Plan Management

As a 401(k) plan management advisor, we help employers select, monitor and manage
retirement plan investments while optimizing plan design. We
assist with vendor selection, fee negotiation and participant education to improve overall
performance. Hiring an advisor can save time, improve employee engagement with the
plan, and can be highly beneficial for navigating the complexities of 401(k)
management. It is our pleasure and privilege to serve as a trusted face-to-face contact
for plan administration.

PLAN DESIGN & SETUP

We help employers structure a 401(k) plan that fits their workforce and business goals — selecting contribution types, eligibility rules, vesting schedules, and plan features that maximize value for both employer and employee.

INVESTMENT MONITORING

We regularly review and monitor the investment options within your plan, ensuring the fund lineup remains competitive, cost-effective, and aligned with the diverse needs of your employee participants.

COMPLIANCE

Staying compliant with IRS and DOL regulations is critical. We provide guidance to help plan sponsors meet their obligations and keep the plan operating within regulatory requirements.

PARTICIPANT EDUCATION

An engaged workforce saves more. We offer employee education resources to help plan participants understand their benefits, make informed contribution decisions, and work toward a more secure retirement.

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Happy couple came to an agreement with their financial advisor in the office.

OUR SERVICES

We partner with employers to take the complexity out of 401(k) plan management. From initial plan setup and vendor selection to ongoing investment monitoring and fee negotiation, we handle the details so you can focus on running your business. Our hands-on, face-to-face approach means you always have a trusted advisor available to answer questions, resolve issues, and keep your plan performing at its best.

· Vendor Selection & Fee Negotiation
· Plan Design Optimization
· Investment Committee Consulting
· Employee Enrollment & Education Programs

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